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60th edition

INVESTMENT COMPANY FACT BOOK

A Review of Trends and Activities in the Investment Company Industry

Data Tables

SECTION ONE

US Mutual Fund Totals
Table 1 Mutual Funds: Total Net Assets, Number of Funds, and Number of Share Classes
Table 2 Mutual Funds: Total Sales, New Sales, Exchange Sales, Redemptions, and Exchange Redemptions
Table 3 Mutual Funds: Total Net Assets
Table 4 Mutual Funds: Total Net Assets by Composite Investment Objective
Table 5 Mutual Funds: Number of Funds
Table 6 Mutual Funds: Number of Funds by Composite Investment Objective
Table 7 Mutual Funds: Number of Share Classes
Table 8 Mutual Funds: Number of Share Classes by Composite Investment Objective

SECTION TWO

US Closed-End Funds, Exchange-Traded Funds, and Unit Investment Trusts
Table 9 Closed-End Funds: Total Assets and Number of Funds by Type of Fund
Table 10 Closed-End Funds: Gross Issuance, Gross Redemptions, and Net Issuance by Type of Fund
Table 11 Exchange-Traded Funds: Total Net Assets by Type of Fund
Table 12 Exchange-Traded Funds: Number of Funds by Type of Fund
Table 13 Exchange-Traded Funds: Net Issuance by Type of Fund
Table 14 Unit Investment Trusts: Total Net Assets, Number of Trusts, and New Deposits by Type of Trust

SECTION THREE

US Long-Term Mutual Funds
Table 15 Long-Term Mutual Funds: Liquid Assets and Liquid Assets as a Percentage of Total Net Assets
Table 16 Long-Term Mutual Funds: Liquid Assets as a Percentage of Total Net Assets by Composite Investment Objective
Table 17 Long-Term Mutual Funds: Net New Cash Flow, Total Net Assets, and Flows as a Percentage of Previous Year’s Total Net Assets
Table 18 Equity Mutual Funds: Net New Cash Flow and Components of Net New Cash Flow
Table 19 Hybrid Mutual Funds: Net New Cash Flow and Components of Net New Cash Flow
Table 20 Bond Mutual Funds: Net New Cash Flow and Components of Net New Cash Flow
Table 21 Long-Term Mutual Funds: Net New Cash Flow by Composite Investment Objective
Table 22 Long-Term Mutual Funds: New Sales by Composite Investment Objective
Table 23 Long-Term Mutual Funds: Exchange Sales by Composite Investment Objective
Table 24 Long-Term Mutual Funds: Regular Redemptions by Composite Investment Objective
Table 25 Long-Term Mutual Funds: Exchange Redemptions by Composite Investment Objective
Table 26 Long-Term Mutual Funds: Annual Redemption Rates
Table 27 Long-Term Mutual Funds: Portfolio Holdings: Value and Percentage of Total Net Assets
Table 28 Long-Term Mutual Funds: Portfolio Holdings as a Percentage of Total Net Assets by Type of Fund
Table 29 Long-Term Mutual Funds: Paid and Reinvested Dividends by Type of Fund
Table 30 Long-Term Mutual Funds: Paid and Reinvested Capital Gains by Type of Fund
Table 31 Long-Term Mutual Funds: Portfolio Purchases, Sales, and Net Purchases by Type of Security
Table 32 Equity Mutual Funds: Portfolio Purchases, Sales, and Net Purchases by Type of Security
Table 33 Hybrid Mutual Funds: Portfolio Purchases, Sales, and Net Purchases by Type of Security
Table 34 Bond Mutual Funds: Portfolio Purchases, Sales, and Net Purchases by Type of Security

SECTION FOUR

US Money Market Funds
Table 35 Money Market Funds: Total Net Assets, Number of Funds, and Number of Share Classes by Type of Fund
Table 36 Money Market Funds: Total Net Assets by Type of Fund
Table 37 Money Market Funds: Net New Cash Flow by Type of Fund
Table 38 Money Market Funds: Net New Cash Flow and Components of Net New Cash Flow
Table 39 Money Market Funds: Paid and Reinvested Dividends by Type of Fund
Table 40 Taxable Government Money Market Funds: Asset Composition as a Percentage of Total Net Assets
Table 41 Taxable Prime Money Market Funds: Asset Composition as a Percentage of Total Net Assets

SECTION FIVE

Additional Categories of US Mutual Funds
Table 42 Active and Index Mutual Funds: Total Net Assets
Table 43 Active and Index Mutual Funds: Net New Cash Flow
Table 44 Active and Index Mutual Funds: Number of Funds
Table 45 Active and Index Mutual Funds: Number of Share Classes
Table 46 Alternative Strategy Mutual Funds: Total Net Assets, Net New Cash Flow, Number of Funds, and Number of Share Classes
Table 47 Emerging Market Debt Mutual Funds: Total Net Assets, Net New Cash Flow, Number of Funds, and Number of Share Classes
Table 48 Floating-Rate High-Yield Bond Mutual Funds: Total Net Assets, Net New Cash Flow, Number of Funds, and Number of Share Classes
Table 49 Funds of Funds: Total Net Assets, Net New Cash Flow, Number of Funds, and Number of Share Classes
Table 50 Funds of Funds: Components of Net New Cash Flow
Table 51 Inflation-Protected and TIPS Mutual Funds: Total Net Assets, Net New Cash Flow, Number of Funds, and Number of Share Classes
Table 52 Mutual Funds by Market Capitalization: Total Net Assets and Net New Cash Flow by Type of Fund
Table 53 Mutual Funds by Market Capitalization: Number of Funds and Number of Share Classes by Type of Fund
Table 54 Sector Mutual Funds: Total Net Assets and Net New Cash Flow by Type of Fund
Table 55 Sector Mutual Funds: Number of Funds and Number of Share Classes by Type of Fund
Table 56 Target Date and Lifestyle Mutual Funds: Total Net Assets, Net New Cash Flow, Number of Funds, and Number of Share Classes
Table 57 Target Date and Lifestyle Mutual Funds: Components of Net New Cash Flow
Table 58 Variable Annuity Mutual Funds: Total Net Assets, Net New Cash Flow, and Number of Funds
Table 59 Variable Annuity Mutual Funds: Components of Net New Cash Flow

SECTION SIX

Institutional Investors in the US Mutual Fund Industry
Table 60 Mutual Funds: Total Net Assets Held in Individual and Institutional Accounts
Table 61 Mutual Funds: Total Net Assets of Institutional Investors by Type of Institution and Type of Fund
Table 62 Taxable Money Market Funds: Total Net Assets of Institutional Investors by Type of Institution and Type of Fund

SECTION SEVEN

Retirement Account Investing in US Mutual Funds
Table 63 Mutual Funds: DC Plan Assets and Estimated Net New Cash Flow by Type of Fund
Table 64 Mutual Funds: IRA Assets and Estimated Net New Cash Flow by Type of Fund

SECTION EIGHT

Worldwide Regulated Open-End Fund Totals
Table 65 Worldwide Regulated Open-End Funds: Total Net Assets
Table 66 Worldwide Regulated Open-End Funds: Number of Funds
Table 67 Worldwide Regulated Open-End Funds: Net Sales